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Christopher J Helwig

Santander US Capital Markets LLC

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About Christopher J Helwig

Christopher Helwig is a financial professional with over 19 years of experience in the financial services industry. Christopher has worked for several firms including Bear, Stearns & Co. Inc., Deutsche Bank Securities Inc., Braver Stern Securities LLC, and BMO Capital Markets Corp. Christopher is currently registered with Santander US Capital Markets LLC and holds Series 7, Series 63, SIE and Series 79TO licenses. Christopher is registered in New York.

Firm Information

Christopher Helwig is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Helwig’s Registration & Firm History

NY

04/29/2024 - Present

Santander US Capital Markets LLC (NEW YORK NY)

NY

04/11/2022 - 04/03/2024

BMO CAPITAL MARKETS CORP. (New York NY)

NY

12/03/2015 - 03/24/2022

AMHERST PIERPONT (NEW YORK NY)

NY

07/29/2010 - 12/14/2015

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

10/05/2009 - 07/26/2010

BRAVER STERN SECURITIES LLC (NEW YORK NY)

NY

08/04/2008 - 10/06/2009

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

05/28/2004 - 06/13/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/14/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/27/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Christopher J Helwig. Review regulatory record here.
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