Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Figaro is a financial advisor with Steward Partners Investment Advisory, LLC. Christopher has been in the industry since 2010. Christopher holds a Series 66 license and is registered in multiple states including California, Texas, and Wisconsin. Christopher also holds a Series 7, Series 56 and SIE license. Christopher's previous employment included Merrill Lynch, Pierce, Fenner & Smith, Incorporated and Agile PT Group LLC. Christopher provides financial planning, pension consulting, and selection of other advisers to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/10/2024 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
WI
11/26/2014 - 07/24/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MADISON WI)
NY
02/01/2013 - 04/30/2013
AGILE PT GROUP LLC (NEW YORK NY)
NY
07/10/2003 - 03/20/2007
BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)
BOTH
Issued 1/30/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/2/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/6/2015
Series 7 - General Securities Representative Examination
BC
Issued 1/31/2013
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
F
FINRA
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