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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Dennis is a financial advisor registered with Morgan Stanley, an established and well-respected firm in the financial industry. Christopher has been actively involved in the industry since 2007 and holds a variety of licenses and registrations, including Series 66, 7, 10, and 9. Christopher's experience spans various firms, including Western International Securities and Arkadios Capital, indicating a breadth of knowledge in the financial markets. Currently, Christopher is registered in over 50 states, allowing Christopher to serve a wide range of clients nationwide.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
12/24/2019 - Present
Morgan Stanley (Houston TX)
TX
10/06/2017 - 12/06/2019
ARKADIOS CAPITAL (Houston TX)
TX
03/31/2011 - 10/05/2017
WESTERN INTERNATIONAL SECURITIES, INC. (Houston TX)
NY
03/17/2010 - 04/01/2011
BURNHAM SECURITIES INC. (NEW YORK NY)
TX
02/18/2011 - 02/18/2011
WESTERN INTERNATIONAL SECURITIES, INC. (HOUSTON TX)
TX
03/26/2007 - 08/21/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
BOTH
Issued 07/01/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/06/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/19/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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