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Christopher J. Dallas

Spartan Capital Securities, LLC

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About Christopher J. Dallas

Christopher J. Dallas is a financial advisor currently registered with Spartan Capital Securities, LLC. Christopher has been in the securities industry since August 1, 2014. Christopher holds a Series 7, Series 63, and SIE licenses. Christopher has held previous registrations with Garden State Securities, Inc., Pinnacle Investments, LLC, Joseph Stone Capital L.L.C., Cape Securities Inc., Joseph Gunnar & Co. LLC, and Woodstock Financial Group, Inc.

Firm Information

Christopher Dallas is currently registered with Spartan Capital Securities, LLC. Spartan Capital Securities, LLC is a Limited Liability Company formed in June 2007. It is registered to do business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has an active SEC registration and is subject to regulatory oversight.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Dallas’s Registration & Firm History

NY

10/06/2022 - Present

Spartan Capital Securities, LLC (NEW YORK NY)

FL

02/15/2022 - 06/06/2022

GARDEN STATE SECURITIES, INC. (WELLINGTON FL)

FL

12/21/2020 - 02/01/2022

PINNACLE INVESTMENTS, LLC (Boca Raton FL)

NY

04/15/2019 - 01/28/2021

JOSEPH STONE CAPITAL L.L.C. (NEW YORK NY)

NY

07/05/2016 - 04/16/2019

CAPE SECURITIES INC. (NEW YORK NY)

NY

03/25/2019 - 03/26/2019

JOSEPH STONE CAPITAL L.L.C. (NEW YORK NY)

NY

03/03/2016 - 07/27/2016

JOSEPH GUNNAR & CO. LLC (NEW YORK NY)

NY

06/30/2015 - 03/31/2016

GARDEN STATE SECURITIES, INC. (New York NY)

NY

02/18/2015 - 07/16/2015

WOODSTOCK FINANCIAL GROUP, INC. (NEW YORK NY)

NY

01/09/2015 - 03/20/2015

BLACKBOOK CAPITAL LLC (New York NY)

NY

06/24/2014 - 01/12/2015

DAWSON JAMES SECURITIES, INC. (NEW YORK NY)

NY

05/01/2014 - 07/21/2014

HALLMARK INVESTMENTS, INC. (NEW CITY NY)

NY

03/21/2014 - 05/08/2014

MEYERS ASSOCIATES, L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/16/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Christopher J. Dallas. Review regulatory record here.
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