Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Cavaliere is a financial professional with over 24 years of experience in the financial services industry. Christopher currently works as a financial advisor at Citigroup Global Markets Inc. in New York, NY. Christopher is a Series 7, 24, 4, 9, 10, 14, 63 and 99TO licensed professional and a registered principal. Before joining Citigroup Global Markets Inc., Christopher worked for Wedbush Securities Inc, HSBC Securities (USA) Inc, Morgan Stanley, UBS Securities LLC, TD Securities (USA) LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Capital Markets Corporation, TD Waterhouse Investor Services, Inc., BANC OF AMERICA INVESTMENT SERVICES, INC. and CITICORP INVESTMENT SERVICES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
12/07/2022 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
01/18/2022 - 11/25/2022
WEDBUSH SECURITIES INC. (New York NY)
NY
07/19/2016 - 01/21/2022
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
04/23/2015 - 06/29/2016
MORGAN STANLEY (NEW YORK NY)
CT
10/29/2013 - 04/21/2015
UBS SECURITIES LLC (STAMFORD CT)
NY
03/09/2011 - 12/11/2012
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
10/21/2010 - 12/15/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/29/2008 - 03/11/2010
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
03/14/2006 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NE
10/25/2004 - 03/14/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
MA
10/29/2003 - 11/09/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
10/11/2000 - 10/20/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/07/1999 - 09/29/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NE
01/01/1997 - 05/20/1999
NATIONAL DISCOUNT BROKERS (OMAHA NE)
NY
09/26/1996 - 10/25/1996
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
01/31/1996 - 09/16/1996
D. H. BLAIR & CO., INC. (NEW YORK NY)
BC
Issued 02/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/06/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/23/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/05/1998
Series 4 - Registered Options Principal Examination
BC
Issued 01/15/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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