Unclaimed
Christopher Braccia is a registered investment advisor representative with Cetera Investment Advisers LLC. Christopher has over 20 years of experience in the financial services industry. He is a licensed investment advisor in New York and Texas. Christopher has a wide range of experience in providing financial advice to individuals, families, businesses and charitable organizations. He is committed to providing personalized service and helping his clients achieve their financial goals. Christopher is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/12/2020 - Present
Cetera Investment Advisers LLC (NEW YORK NY)
NY
12/09/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (NEW YORK NY)
NY
10/07/2004 - 12/09/2008
FIRST MONTAUK SECURITIES CORP. (NEW YORK NY)
NY
11/18/1999 - 09/23/2004
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
IA
Issued 10/28/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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