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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Braccia is an active investment advisor representative, registered with Cetera Investment Advisers LLC, a firm that provides investment advisory services to individuals, corporations, and other entities. Christopher Braccia has been in the industry since 1999 and is registered in 42 states. Christopher Braccia's areas of expertise include financial planning, pension consulting, educational seminars, and selection of other advisors. Christopher Braccia has held past registrations with First Allied Securities, Inc., First Montauk Securities Corp., and Sands Brothers & Co., Ltd.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/12/2020 - Present
Cetera Investment Advisers LLC (NEW YORK NY)
NY
12/09/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (NEW YORK NY)
NY
10/07/2004 - 12/09/2008
FIRST MONTAUK SECURITIES CORP. (NEW YORK NY)
NY
11/18/1999 - 09/23/2004
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
IA
Issued 10/28/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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