Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Barber is an investment advisor representative with Mutual Advisors, LLC. Christopher has been in the industry since 2007 and holds Series 7, 65, and 66 licenses as well as the SIE exam. Christopher is registered with FINRA and the State of California. In addition to Mutual Advisors, LLC, Christopher has held prior positions with INCAPITAL LLC, Griffin Capital Securities, LLC, and Cole Capital Corporation. Christopher's prior employment includes a position as an Independent Insurance Agent for Swain Financial Services, Inc. The firm Mutual Advisors, LLC is a registered investment adviser with the SEC, and has an office in Omaha, NE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/06/2023 - Present
Mutual Advisors, LLC (Modesto CA)
FL
06/17/2019 - 06/23/2020
INCAPITAL LLC (DELRAY BEACH FL)
CA
03/20/2015 - 06/18/2019
GRIFFIN CAPITAL SECURITIES, LLC (IRVINE CA)
AZ
12/07/2010 - 04/07/2015
COLE CAPITAL CORPORATION (PHOENIX AZ)
AZ
06/02/2009 - 11/24/2010
MFS FUND DISTRIBUTORS, INC. (PHOENIX AZ)
AZ
10/06/2008 - 05/14/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCOTTSDALE AZ)
AZ
04/02/2007 - 09/08/2008
AMERIPRISE FINANCIAL SERVICES, INC. (SCOTTSDALE AZ)
IA
Issued 06/25/2020
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/14/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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