Unclaimed
Christopher Cannon is a financial advisor with Raymond James Financial Services Advisors, Inc. Christopher is based in Morganton, NC and has been in the industry since February 24, 2011. Christopher has passed the Series 66, Series 7, Series 9, Series 10, and SIE exams. Christopher is registered in 21 states and has previously been employed by MML INVESTORS SERVICES, LLC and WELLS FARGO ADVISORS, LLC. Christopher also works as a broker for insurance and annuity products with listed companies and is a partner and Financial Advisor using a DBA for Resource Partners, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
08/09/2019 - Present
Raymond James Financial Services Advisors, Inc. (Morganton NC)
NC
01/18/2013 - 08/12/2019
MML INVESTORS SERVICES, LLC (Hickory NC)
NC
11/19/2010 - 10/11/2012
WELLS FARGO ADVISORS, LLC (HICKORY NC)
BOTH
Issued 12/10/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/15/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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