Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Hoyt Plemons is an active investment advisor representative registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Lakeland, FL. Christopher Plemons has been in the industry since August 19, 1983. Christopher Plemons is licensed to provide securities and investment advice in 47 states and the District of Columbia. Previously, Christopher Plemons was registered with SMITH BARNEY INC. in New York, NY. Christopher Plemons also previously held positions at MARION BASS SECURITIES CORPORATION and HENDERSON, FEW & CO..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/21/1998 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAKELAND FL)
NY
05/02/1985 - 12/23/1997
SMITH BARNEY INC. (NEW YORK NY)
NA
02/06/1984 - 05/06/1985
MARION BASS SECURITIES CORPORATION
NA
07/21/1983 - 02/03/1984
HENDERSON, FEW & CO.
IA
Issued 12/04/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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