Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Harvey is a financial advisor with Ameriprise Financial Services, LLC. Christopher has been in the financial services industry since 1983. Christopher has been registered with the Securities and Exchange Commission (SEC) since 1983 and has a Series 7, 31 and SIE license. Christopher also has a Series 63 and Series 65 license. Christopher is registered with the following states: California, Delaware, Florida, Georgia, Maine, Maryland, New York, North Carolina, Rhode Island, South Carolina, Tennessee, Texas, Virginia, and West Virginia. Christopher is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Christopher specializes in portfolio management for individuals and businesses, financial planning, asset allocation services, pension consulting and educational seminars. Christopher's previous employers include Securities America, Inc., Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Christopher is committed to providing his clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
09/11/2009 - Present
Ameriprise Financial Services, LLC (Leesburg VA)
NE
12/01/2009 - 11/18/2010
SECURITIES AMERICA, INC. (LAVISTA NE)
VA
06/01/2009 - 09/28/2009
MORGAN STANLEY SMITH BARNEY (LEESBURG VA)
VA
05/25/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LEESBURG VA)
NC
02/02/1983 - 06/07/1994
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 09/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 12/13/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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