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Christopher Howard Baker

Foreside Fund Services, LLC

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About Christopher Howard Baker

Christopher Baker is a financial professional with over 25 years of experience in the industry. He is currently registered with Foreside Fund Services, LLC and has held previous positions with Black Creek Capital Markets, LLC, MBSC Securities Corporation and Putnam Retail Management Limited Partnership. Christopher is a Series 6, 7, 63 and 65 licensed professional with a SIE exam.

Firm Information

Christopher Baker is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Baker’s Registration & Firm History

NY

08/23/2024 - Present

Foreside Fund Services, LLC (New York NY)

ME

03/26/2018 - 08/23/2024

FORESIDE FUND SERVICES, LLC (PORTLAND ME)

CO

12/15/2017 - 03/06/2018

BLACK CREEK CAPITAL MARKETS, LLC (DENVER CO)

NY

10/29/2008 - 12/21/2016

MBSC SECURITIES CORPORATION (NEW YORK NY)

MA

05/22/1997 - 10/27/2008

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)

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Licenses & Designations

IA

Issued 05/10/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/02/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/03/2001

Series 7 - General Securities Representative Examination

BC

Issued 05/20/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Howard Baker.
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