Unclaimed
Christopher Baker is a financial professional with over 25 years of experience in the industry. He is currently registered with Foreside Fund Services, LLC and has held previous positions with Black Creek Capital Markets, LLC, MBSC Securities Corporation and Putnam Retail Management Limited Partnership. Christopher is a Series 6, 7, 63 and 65 licensed professional with a SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/23/2024 - Present
Foreside Fund Services, LLC (New York NY)
ME
03/26/2018 - 08/23/2024
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
CO
12/15/2017 - 03/06/2018
BLACK CREEK CAPITAL MARKETS, LLC (DENVER CO)
NY
10/29/2008 - 12/21/2016
MBSC SECURITIES CORPORATION (NEW YORK NY)
MA
05/22/1997 - 10/27/2008
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
IA
Issued 05/10/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/20/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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