Unclaimed
Christopher Hossfeld Miller is a financial professional with over 20 years of experience in the financial services industry. Currently, Christopher is registered with Mizuho Securities USA LLC, where Christopher holds the position of a Registered Representative. Previously, Christopher was employed by BNY Mellon Capital Markets, LLC, MUFG Securities Americas Inc., RBS Securities Inc., Residential Funding Securities Corporation, and UBS Securities LLC. Christopher holds the Series 63, 24, SIE and 7 licenses. Christopher is registered to conduct business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/05/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
07/28/2021 - 03/09/2022
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
NY
10/27/2015 - 11/17/2020
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
CT
03/30/2004 - 05/19/2015
RBS SECURITIES INC. (STAMFORD CT)
MI
08/16/2000 - 03/03/2004
RESIDENTIAL FUNDING SECURITIES CORPORATION (DETROIT MI)
NY
07/10/1997 - 03/25/1998
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 08/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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