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Christopher Hossfeld Miller

Mizuho Securities USA LLC

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About Christopher Hossfeld Miller

Christopher Hossfeld Miller is a financial professional with over 20 years of experience in the financial services industry. Currently, Christopher is registered with Mizuho Securities USA LLC, where Christopher holds the position of a Registered Representative. Previously, Christopher was employed by BNY Mellon Capital Markets, LLC, MUFG Securities Americas Inc., RBS Securities Inc., Residential Funding Securities Corporation, and UBS Securities LLC. Christopher holds the Series 63, 24, SIE and 7 licenses. Christopher is registered to conduct business in New York.

Firm Information

Christopher Miller is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Miller’s Registration & Firm History

NY

05/05/2022 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

07/28/2021 - 03/09/2022

BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)

NY

10/27/2015 - 11/17/2020

MUFG SECURITIES AMERICAS INC. (NEW YORK NY)

CT

03/30/2004 - 05/19/2015

RBS SECURITIES INC. (STAMFORD CT)

MI

08/16/2000 - 03/03/2004

RESIDENTIAL FUNDING SECURITIES CORPORATION (DETROIT MI)

NY

07/10/1997 - 03/25/1998

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/22/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/22/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christopher Hossfeld Miller.
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