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Christopher Horvat

Northwestern Mutual Investment Services, LLC

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About Christopher Horvat

Christopher Horvat is a financial advisor at Northwestern Mutual Investment Services, LLC. Christopher is a registered representative of Northwestern Mutual Investment Services, LLC, and has been working in the industry since 2009. Christopher is also a registered investment advisor representative in Colorado. Christopher has a strong track record of providing financial advice to individuals and families. Christopher is committed to helping clients reach their financial goals.

Firm Information

Christopher Horvat is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1873 S BELLAIRE ST

DENVER, CO 80222

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Christopher Horvat’s Registration & Firm History

CO

09/02/2020 - Present

Northwestern Mutual Investment Services, LLC (DENVER CO)

CO

07/28/2011 - 05/02/2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DENVER CO)

OH

09/03/2010 - 07/07/2011

VALMARK SECURITIES, INC. (AKRON OH)

OH

07/08/2009 - 08/31/2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CLEVELAND OH)

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Licenses & Designations

BOTH

Issued 5/1/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 9/21/2011

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 8/9/2010

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 7/7/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Horvat.
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