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Christopher Horvat

Northwestern Mutual Investment Services, LLC

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About Christopher Horvat

Christopher Horvat is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC. Christopher has been in the financial services industry since 2010. Christopher is registered with the state of Colorado and holds the Series 66, Series 10, Series 9, SIE, and Series 7 licenses. Christopher has a branch office location at 1873 S BELLAIRE ST, STE 1600, Denver, CO 80222. Christopher has previously been employed by Northwestern Mutual Investment Services, LLC, Valmark Securities, Inc. and Northwestern Mutual Investment Services, LLC.

Firm Information

Christopher Horvat is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Christopher Horvat’s Registration & Firm History

CO

09/02/2020 - Present

Northwestern Mutual Investment Services, LLC (DENVER CO)

CO

07/28/2011 - 05/02/2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DENVER CO)

OH

09/03/2010 - 07/07/2011

VALMARK SECURITIES, INC. (AKRON OH)

OH

07/08/2009 - 08/31/2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CLEVELAND OH)

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Licenses & Designations

BOTH

Issued 05/01/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/21/2011

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/09/2010

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/07/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Horvat.
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