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Christopher Hongmin Chu

Nylife Securities LLC

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About Christopher Hongmin Chu

Christopher Chu is a financial professional with over 25 years of experience in the industry. Christopher currently holds a Series 7, Series 6, Series 24, and Series 63 license. Christopher has been registered with Nylife Securities LLC since February 26, 1997. Previously, Christopher was registered with EQ Financial Consultants, Inc. and The Equitable Life Assurance Society of the United States.

Firm Information

Christopher Chu is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Chu’s Registration & Firm History

NY

02/26/1997 - Present

Nylife Securities LLC (WHITE PLAINS NY)

NY

11/13/1996 - 01/15/1997

EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)

NY

11/13/1996 - 01/15/1997

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/12/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/19/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/2003

Series 7 - General Securities Representative Examination

BC

Issued 11/12/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Hongmin Chu.
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