Unclaimed
Christopher Chu is a financial professional with over 25 years of experience in the industry. Christopher currently holds a Series 7, Series 6, Series 24, and Series 63 license. Christopher has been registered with Nylife Securities LLC since February 26, 1997. Previously, Christopher was registered with EQ Financial Consultants, Inc. and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/26/1997 - Present
Nylife Securities LLC (WHITE PLAINS NY)
NY
11/13/1996 - 01/15/1997
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
11/13/1996 - 01/15/1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 11/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2003
Series 7 - General Securities Representative Examination
BC
Issued 11/12/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Christopher Chu is the right advisor for you? Invested Better is here to help.