Unclaimed
Christopher Stautberg has been in the financial services industry since 1999. Christopher currently works at Fidelity Brokerage Services LLC as a registered representative. Christopher has held previous positions at Fidelity Brokerage Services LLC, Fifth Third Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Christopher holds FINRA Series 7, 9, 10, 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
05/24/2019 - Present
Fidelity Brokerage Services LLC (CINCINNATI OH)
KY
03/03/2008 - 11/20/2017
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
02/04/2000 - 02/08/2008
FIFTH THIRD SECURITIES, INC. (COLD SPRING KY)
OH
09/01/1999 - 09/24/1999
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
NY
01/08/1998 - 08/27/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 01/23/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/06/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/20/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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