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Christopher Higdon Stautberg

Fidelity Brokerage Services LLC

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About Christopher Higdon Stautberg

Christopher Stautberg has been in the financial services industry since 1999. Christopher currently works at Fidelity Brokerage Services LLC as a registered representative. Christopher has held previous positions at Fidelity Brokerage Services LLC, Fifth Third Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Christopher holds FINRA Series 7, 9, 10, 66, and SIE licenses.

Firm Information

Christopher Stautberg is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Stautberg’s Registration & Firm History

OH

05/24/2019 - Present

Fidelity Brokerage Services LLC (CINCINNATI OH)

KY

03/03/2008 - 11/20/2017

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

KY

02/04/2000 - 02/08/2008

FIFTH THIRD SECURITIES, INC. (COLD SPRING KY)

OH

09/01/1999 - 09/24/1999

FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)

NY

01/08/1998 - 08/27/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 01/23/1998

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/04/2010

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/06/2010

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/20/2017

SIE - Securities Industry Essentials Examination

BC

Issued 01/07/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Christopher Higdon Stautberg. Review regulatory record here.
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