Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Ekstrom is a financial advisor who has been active in the industry since 2011. Christopher is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked with UBS Financial Services Inc., ONEAMERICA SECURITIES, INC., SECURIAN FINANCIAL SERVICES, INC., PIPER JAFFRAY & CO., KEEFE, BRUYETTE & WOODS, INC., and VINING SPARKS. Christopher holds licenses for Series 7, Series 63, Series 65, Series 79, and the SIE. Christopher offers a range of financial services, including portfolio management, investment advisory services, and pension consulting. Christopher specializes in working with individuals, corporations, charitable organizations, insurance companies, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
05/11/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Charlotte NC)
NC
03/26/2019 - 04/10/2020
FIFTH THIRD SECURITIES, INC. (CHARLOTTE NC)
NC
12/01/2015 - 01/22/2018
ONEAMERICA SECURITIES, INC. (Charlotte NC)
NC
06/11/2015 - 11/04/2015
SECURIAN FINANCIAL SERVICES, INC. (Charlotte NC)
NC
05/01/2014 - 05/29/2015
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
02/21/2013 - 12/11/2013
PIPER JAFFRAY & CO. (CHARLOTTE NC)
NY
10/09/2012 - 02/25/2013
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
NC
09/03/2009 - 09/05/2012
VINING SPARKS (CHARLOTTE NC)
IA
Issued 06/02/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/22/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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