Unclaimed
Christopher Hernandez is a financial advisor with Wells Fargo Clearing Services, LLC. Christopher has been working in the financial industry since August 2016. Christopher is a registered representative in North Carolina and is licensed to provide investment advisory services in North Carolina. Christopher is also a principal with Series 10, 9 and 24 licenses. Christopher is a graduate of Cleveland State University.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
11/21/2022 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NC
11/20/2018 - 06/03/2022
PNC INVESTMENTS (CHARLOTTE NC)
OH
10/25/2016 - 11/07/2018
KEY INVESTMENT SERVICES LLC (BROOKLYN OH)
OH
03/04/2015 - 07/15/2015
PNC INVESTMENTS (CLEVELAND OH)
OH
11/13/2014 - 02/17/2015
NYLIFE DISTRIBUTORS LLC (LAKEWOOD OH)
BOTH
Issued 04/20/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/18/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/28/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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