Unclaimed
Christopher Luth is a financial advisor currently registered with GT Securities, Inc. in California and Connecticut. Christopher holds the Series 7, Series 79, Series 63 and SIE licenses. Christopher has been in the financial industry since 2011 and previously worked for firms such as Seaport Global Securities LLC, Liquidity Finance LP, Stifel, Nicolaus & Company, Incorporated and Knight Capital Americas LLC. Christopher has also been registered in New York and Connecticut previously.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/31/2023 - Present
GT Securities, Inc. (LOS ANGELES CA)
CT
05/21/2021 - 02/17/2023
SEAPORT GLOBAL SECURITIES LLC (GREENWICH CT)
CT
10/07/2013 - 01/10/2023
LIQUIDITY FINANCE LP (GREENWICH CT)
CT
06/28/2013 - 07/01/2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED (GREENWICH CT)
CT
12/11/2012 - 06/28/2013
KNIGHT CAPITAL AMERICAS LLC (GREENWICH CT)
CT
08/26/2003 - 06/08/2005
ABN AMRO INCORPORATED (STAMFORD CT)
NY
08/29/2001 - 07/01/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 12/17/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/09/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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