Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Smith is a financial advisor currently registered with Equitable Distributors, LLC. Christopher has been in the financial services industry since July 24, 2014. Prior to joining Equitable Distributors, LLC, Christopher worked at WELLS FARGO ADVISORS, LLC in Charlotte, NC. Christopher holds the Series 63, Series 24, SIE, and Series 7 licenses. Christopher is licensed in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
12/02/2016 - Present
Equitable Distributors, LLC (Charlotte NC)
NC
07/17/2014 - 11/23/2016
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
BC
Issued 08/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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