Unclaimed
Christopher Haven Curvin is a Registered Representative with C. L. King & Associates, Inc.. Christopher has been in the securities industry since 1992. Christopher is registered in New York. Christopher has passed the Series 7, Series 55, Series 57TO, Series 63 and the SIE exams. Christopher was previously registered with First Albany Capital Inc. and Tucker Anthony Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/22/2007 - Present
C. L. King & Associates, Inc. (ALBANY NY)
NY
03/17/1997 - 06/28/2007
FIRST ALBANY CAPITAL INC. (ALBANY NY)
MA
08/03/1992 - 03/05/1997
TUCKER ANTHONY INCORPORATED (BOSTON MA)
BC
Issued 11/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/01/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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