Unclaimed
Christopher Harte is a registered representative of Houlihan Lokey Capital, Inc. in New York. Christopher has been in the industry for 2 years. Christopher is a registered representative and investment banking professional with experience in the securities industry. Christopher holds the Series 79TO, SIE and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/24/2022 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
BC
Issued 06/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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