Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Dann is a financial advisor with HSBC Securities (USA) Inc. Christopher has been in the financial services industry since 1991. Christopher has a combined experience of 31 years in both the brokerage and investment advisory fields, providing clients with guidance on a variety of investment products and services. Christopher is registered with both FINRA and the state of New York. Christopher has passed both Series 7 and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
10/04/2018 - Present
Hsbc Securities (usa) Inc. (Amherst NY)
NY
05/05/2005 - 02/24/2016
CHARLES SCHWAB & CO., INC. (AMHERST NY)
IL
10/02/1997 - 04/28/2005
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
NY
12/09/1992 - 10/16/1997
SAPERSTON FINANCIAL INC. (BUFFALO NY)
NY
08/23/1991 - 12/15/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 05/25/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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