Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Thompson is a financial advisor with over 20 years of experience in the industry. Christopher is currently registered with American Enterprise Investment Services Inc. and Ameriprise Financial Services, LLC. Christopher has held previous positions with WELLS FARGO INVESTMENTS, LLC and RBC DAIN RAUSCHER INC. Christopher holds a Series 4, Series 7, Series 24, and Series 63 license. Christopher is licensed to provide financial advice in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
10/12/2018 - Present
American Enterprise Investment Services Inc. (Minneapolis MN)
CA
05/14/2002 - 02/17/2009
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
05/23/2000 - 03/15/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BC
Issued 05/02/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2011
Series 4 - Registered Options Principal Examination
BC
Issued 05/19/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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