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Christopher Harold Gallic

Samuel A. Ramirez & Company, Inc.

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About Christopher Harold Gallic

Christopher Gallic is a financial professional with over 35 years of experience in the financial services industry. Christopher joined Samuel A. Ramirez & Company, Inc. in May 2020 and holds Series 7, Series 52TO and SIE licenses. Christopher is registered with the Financial Industry Regulatory Authority (FINRA) as a registered representative and is registered in nine states, including California, Connecticut, Florida, Illinois, Minnesota, New York, North Carolina, Pennsylvania and Texas. Christopher has previously held positions at UBS Financial Services Inc., Citigroup Global Markets Inc., Salomon Brothers Inc. and Shearson Lehman Hutton Inc.

Firm Information

Christopher Gallic is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Gallic’s Registration & Firm History

NY

05/04/2020 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NJ

01/17/2018 - 02/11/2020

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

11/01/1988 - 11/28/2017

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

11/28/1997 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

NA

05/20/1986 - 11/02/1988

SHEARSON LEHMAN HUTTON INC.

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Licenses & Designations

BC

Issued 02/27/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Harold Gallic.
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