Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Baker is a financial advisor with LPL Financial LLC in DALLAS, TX. Christopher has been in the financial services industry since 2006 and has been registered with LPL Financial LLC since 2022. Prior to joining LPL Financial LLC, Christopher was registered with Ameriprise Financial Services, Inc., Sterne, Agee & Leach, Inc., Morgan Stanley Smith Barney and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/07/2022 - Present
LPL Financial LLC (DALLAS TX)
AL
04/01/2013 - 08/23/2013
AMERIPRISE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
AL
02/11/2013 - 03/25/2013
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
04/16/2012 - 06/27/2012
MORGAN STANLEY SMITH BARNEY (BIRMINGHAM AL)
AL
04/27/2006 - 04/17/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BIRMINGHAM AL)
BOTH
Issued 05/11/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/15/2021
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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