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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Hamm has been in the financial services industry since March 1993. Christopher is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. and is licensed to provide investment advice in both Florida and Texas. Christopher's experience includes providing investment advice and portfolio management services to individuals, families, trusts, estates, corporations, and charitable organizations. Christopher has also worked as a financial advisor for Wells Fargo Advisors, LLC, Wachovia Securities, Inc., and Wachovia Brokerage Service. Christopher is a Series 7, 9, 10, 63, and 65 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/21/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (JACKSONVILLE FL)
NC
06/15/2002 - 10/18/2011
WELLS FARGO ADVISORS, LLC (WINSTON-SALEM NC)
NC
02/14/2000 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
05/20/1993 - 02/14/2000
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
NA
06/10/1991 - 08/19/1991
F.N. WOLF & CO., INC.
IA
Issued 06/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/05/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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