Unclaimed
Christopher Hal Rabroker is a financial advisor currently registered with Performance Trust Capital Partners, LLC. Christopher has been in the industry since 2018. Christopher has a Series 63, Series 7, Series 52 and SIE licenses and is registered with the Financial Industry Regulatory Authority (FINRA). Christopher is registered in 17 states, including Texas, Illinois, New York and Connecticut. Christopher has prior experience with B. RILEY WEALTH MANAGEMENT, B. RILEY FBR, INC., and HILLTOP SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/22/2020 - Present
Performance Trust Capital Partners, LLC (Dallas TX)
TX
10/07/2019 - 07/08/2020
B. RILEY WEALTH MANAGEMENT (DALLAS TX)
TX
04/24/2019 - 07/08/2020
B. RILEY FBR, INC. (Dallas TX)
TX
04/27/2018 - 04/24/2019
HILLTOP SECURITIES INC. (DALLAS TX)
BC
Issued 05/05/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2018
Series 7 - General Securities Representative Examination
BC
Issued 04/27/2018
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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