Unclaimed
Christopher Hahne is a financial advisor at UBS Financial Services Inc. Christopher has been in the financial services industry since June 11, 2019. Christopher has been registered with the state of Arizona since July 24, 2024. Christopher is also registered with the state of New Jersey since August 14, 2024. Christopher specializes in the following areas: Portfolio Management for Individuals, Portfolio Management for Businesses, Pension Consulting, Selection of Other Advisers, Educational Seminars, Publication of Periodicals, Security Ratings, and Financial Planning. Christopher has passed the Series 66, Series 63, Series 7TO, and the SIE exams. Prior to joining UBS Financial Services Inc, Christopher was employed at MORGAN STANLEY and ROBINHOOD FINANCIAL, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
07/24/2024 - Present
UBS Financial Services Inc. (Phoenix AZ)
AZ
10/10/2022 - 07/11/2024
MORGAN STANLEY (Tempe AZ)
AZ
04/28/2021 - 08/08/2022
ROBINHOOD FINANCIAL, LLC (Tempe AZ)
AZ
03/05/2019 - 04/02/2021
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
BOTH
Issued 11/16/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/01/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/04/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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