Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Sitler is an investment advisor representative who has been in the financial services industry since May 2002. Christopher Sitler is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Florida and Texas. Christopher Sitler has previously been registered with WELLS FARGO CLEARING SERVICES, LLC, SUNTRUST INVESTMENT SERVICES, INC., CHARLES SCHWAB & CO., INC., and PERSHING LLC. Christopher Sitler has a Series 7, 9, 10, 63, 66, 99TO, and SIE license. Christopher Sitler holds a state exam category of Series 66, Series 63 and a principal exam category of Series 9, Series 10. Christopher Sitler also holds a product exam category of Series 99TO, SIE, Series 7. Christopher Sitler is also registered with the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/06/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ORLANDO FL)
FL
04/27/2016 - 12/07/2021
WELLS FARGO CLEARING SERVICES, LLC (ORLANDO FL)
FL
08/05/2014 - 11/02/2015
SUNTRUST INVESTMENT SERVICES, INC. (ORLANDO FL)
FL
12/11/2009 - 10/07/2010
CHARLES SCHWAB & CO., INC. (ORLANDO FL)
FL
07/03/2008 - 11/05/2009
PERSHING LLC (LAKE MARY FL)
FL
10/17/1997 - 06/09/2008
CHARLES SCHWAB & CO., INC. (ORLANDO FL)
BOTH
Issued 05/25/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/01/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Christopher Sitler is the right advisor for you? Invested Better is here to help.
