Unclaimed
Christopher Ellett is a financial advisor registered with Franklin Distributors, LLC. Christopher Ellett is licensed to provide financial advice in 53 states and territories. Christopher Ellett has been a registered financial advisor since October 11, 2006. Christopher Ellett is Series 7 and Series 63 licensed and holds the SIE certification. Previously, Christopher Ellett was registered with David Lerner Associates, Inc. Christopher Ellett is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
10/11/2006 - Present
Franklin Distributors, LLC (STAMFORD CT)
CT
01/24/2006 - 10/02/2006
DAVID LERNER ASSOCIATES, INC. (DARIEN CT)
BC
Issued 02/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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