Unclaimed
Christopher Guardino is a registered representative with Brownstone Investment Group, LLC. Christopher has been in the securities industry since May 30, 2005. Christopher is licensed to sell securities in California, Connecticut, New Jersey and New York. Christopher holds FINRA Series 7 and 63 licenses as well as the SIE exam. Prior to joining Brownstone Investment Group, LLC, Christopher worked at Susquehanna Financial Group, LLLP and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/21/2020 - Present
Brownstone Investment Group, LLC (NEW YORK NY)
NY
01/12/2017 - 12/21/2020
SUSQUEHANNA FINANCIAL GROUP, LLLP (NEW YORK NY)
NY
10/01/2008 - 01/20/2017
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/30/2005 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 06/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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