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Christopher Guardino

Brownstone Investment Group, LLC

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About Christopher Guardino

Christopher Guardino is a registered representative with Brownstone Investment Group, LLC. Christopher has been in the securities industry since May 30, 2005. Christopher is licensed to sell securities in California, Connecticut, New Jersey and New York. Christopher holds FINRA Series 7 and 63 licenses as well as the SIE exam. Prior to joining Brownstone Investment Group, LLC, Christopher worked at Susquehanna Financial Group, LLLP and J.P. Morgan Securities LLC.

Firm Information

Christopher Guardino is currently registered with Brownstone Investment Group, LLC. Brownstone Investment Group, LLC is a Limited Liability Company formed in January 1997 and approved to operate in 19 states. They are registered with the Securities and Exchange Commission (SEC) and have a total of 19 state registrations, including California, Colorado, Connecticut, Florida, Georgia, Massachusetts, Michigan, Minnesota, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, and Washington.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Guardino’s Registration & Firm History

NY

12/21/2020 - Present

Brownstone Investment Group, LLC (NEW YORK NY)

NY

01/12/2017 - 12/21/2020

SUSQUEHANNA FINANCIAL GROUP, LLLP (NEW YORK NY)

NY

10/01/2008 - 01/20/2017

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

05/30/2005 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/08/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/27/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christopher Guardino.
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