Unclaimed
Christopher Griswold Gent is an active Registered Representative and Investment Advisor Representative with over 40 years of experience in the financial industry. Christopher Gent is registered with SPC, and has also previously been registered with OHANESIAN / LECOURS, INC. and NEW ENGLAND SECURITIES. Christopher Gent is licensed to offer advisory services in Connecticut, Delaware, Florida, Maryland, Massachusetts, New Hampshire, New York, North Carolina, Pennsylvania, Rhode Island, and South Carolina. Christopher Gent is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
05/02/2011 - Present
SPC (ANN ARBOR MI)
CT
09/10/2009 - 05/04/2011
OHANESIAN / LECOURS, INC. (WEST HARTFORD CT)
CT
10/16/1973 - 09/09/2009
NEW ENGLAND SECURITIES (WEST HARTFORD CT)
IA
Issued 05/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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