Unclaimed
Christopher Grimes Ernst is a financial advisor with over 10 years of experience in the financial services industry. Christopher is registered with Raymond James Financial Services Advisors, Inc. in Missouri and Texas. Before joining Raymond James, Christopher was employed with Merrill Lynch, Pierce, Fenner & Smith Incorporated for five years. Christopher has experience in providing a wide range of financial services including financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MO
08/23/2022 - Present
Raymond James Financial Services Advisors, Inc. (SAINT LOUIS MO)
MO
04/13/2012 - 10/19/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LADUE MO)
MO
01/27/2012 - 03/23/2012
SCOTTRADE, INC. (ST. LOUIS MO)
IA
Issued 05/03/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/07/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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