Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Walsh is a financial professional with over 29 years of experience in the securities industry. Christopher is currently registered with Mischler Financial Group, Inc. in Stamford, CT. He is a Series 3, 7, 9, 10, 24, and 63 licensed professional and holds the SIE designation. Christopher has held previous positions with BGC FINANCIAL, L.P., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, Quick & Reilly, Inc., and Credit Suisse First Boston Corporation. Christopher is registered to conduct business in California, Connecticut, New York, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
12/02/2019 - Present
Mischler Financial Group, Inc. (STAMFORD CT)
NY
02/01/2017 - 12/05/2019
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
01/26/2009 - 04/13/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/02/2002 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
01/09/2002 - 04/05/2002
QUICK & REILLY, INC. (NEW YORK NY)
NY
08/10/1992 - 08/02/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NA
02/26/1987 - 01/09/1989
CS FIRST BOSTON CORPORATION
BC
Issued 11/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/22/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/22/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1994
Series 3 - National Commodity Futures Examination
BC
Issued 08/07/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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