Unclaimed
Christopher Grant Keefe is a financial advisor in Kennebunk, ME. Christopher has over 30 years of experience in the financial services industry and holds Series 3, 7, 9, 10, 63, and 65 licenses. Christopher is currently registered with LPL Financial LLC. Christopher is an active member of the financial services community and has a strong commitment to providing clients with personalized financial advice. Christopher is dedicated to helping clients achieve their financial goals through a variety of services, including financial planning, portfolio management, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ME
04/28/2020 - Present
LPL Financial LLC (KENNEBUNK ME)
ME
07/26/2013 - 05/04/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (KENNEBUNK ME)
ME
09/27/2010 - 07/26/2013
RAYMOND JAMES & ASSOCIATES, INC. (PORTLAND ME)
ME
10/01/1997 - 09/29/2010
EDWARD JONES (KENNEBUNK ME)
MA
08/24/1990 - 10/14/1997
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
01/19/1988 - 09/17/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 11/28/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/02/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1988
Series 3 - National Commodity Futures Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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