Unclaimed
Christopher Larkin is a financial professional with over 28 years of experience in the financial services industry. Christopher is currently a Registered Representative and Investment Advisor Representative with Morgan Stanley, serving clients in New York and across the country. Christopher's background includes experience with firms such as E*TRADE Securities, Scottrade, TD Ameritrade, and ING Barings, demonstrating a strong understanding of the financial markets. Christopher is dedicated to providing personalized financial guidance and investment strategies to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
08/05/2022 - Present
Morgan Stanley (New York NY)
NY
09/15/2023 - 06/03/2024
E*TRADE SECURITIES LLC (New York NY)
NY
02/05/2018 - 09/05/2023
E*TRADE SECURITIES LLC (New York NY)
MO
09/20/2017 - 01/31/2018
SCOTTRADE, INC. (ST. LOUIS MO)
NE
07/19/2013 - 01/31/2018
TD AMERITRADE, INC. (OMAHA NE)
NJ
02/05/2003 - 03/04/2013
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NJ
02/05/2003 - 10/20/2003
E*TRADE CLEARING LLC (JERSEY CITY NJ)
NJ
06/30/2001 - 10/30/2002
DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NE
11/08/1999 - 06/30/2001
DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)
NY
07/14/1995 - 12/09/1997
ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)
NE
05/18/1992 - 04/28/1995
WATERHOUSE SECURITIES, INC. (OMAHA NE)
BC
Issued 06/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/21/2002
Series 24 - General Securities Principal Examination
BC
Issued 09/02/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2004
Series 32 - Limited Futures Exam-Regulation
BC
Issued 07/25/1995
Series 3 - National Commodity Futures Examination
BC
Issued 05/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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