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Christopher Goehring

Wells Fargo Investment Institute, Inc.

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About Christopher Goehring

Christopher Goehring is an active Investment Advisor Representative with Wells Fargo Investment Institute, Inc. in Des Moines, Iowa. Christopher is licensed to provide investment advisory services in Iowa. Christopher has been in the securities industry since March 2010. Christopher was previously employed by Principal Securities, Inc., Principal Funds Distributor, Inc., Princor Financial Services Corporation, and Stifel, Nicolaus & Company, Incorporated. Christopher has passed the Uniform Combined State Law Examination, the General Securities Principal Examination, the General Securities Sales Supervisor - General Module Examination, the General Securities Sales Supervisor - Options Module Examination, the Securities Industry Essentials Examination, and the General Securities Representative Examination. Christopher is registered with the state of Iowa.

Firm Information

Christopher Goehring is currently registered with Wells Fargo Investment Institute, Inc.. Wells Fargo Investment Institute, Inc. is a Registered Investment Advisor (RIA) headquartered in Charlotte, NC. The firm manages approximately $43.99 billion in assets for clients, including individuals, trusts, businesses, institutions, and charities. The firm's advisory services include portfolio management for individuals and businesses, selection of other advisors, and the publication of periodicals. They also offer a wrap fee program.
Wells Fargo Investment Institute, Inc.

550 SOUTH TRYON STREET

CHARLOTTE, NC 28202

$44.00B

Assets Under Management

3

Total Clients

52

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Goehring’s Registration & Firm History

IA

04/20/2023 - Present

Wells Fargo Investment Institute, Inc. (Des Moines IA)

IA

03/05/2021 - 07/19/2022

PRINCIPAL SECURITIES, INC. (DES MOINES IA)

IA

11/17/2015 - 03/24/2020

PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)

IA

10/11/2012 - 11/18/2015

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

MO

03/12/2010 - 08/31/2012

STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 05/10/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/05/2012

Series 24 - General Securities Principal Examination

BC

Issued 07/06/2012

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/31/2011

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Christopher Goehring.
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