Unclaimed
Christopher Thomason is an investment advisor representative at Northwestern Mutual Investment Services, LLC. Christopher is registered with the state of Alabama and has been in the securities industry for more than two years. Christopher has a Series 66 license, a Series 7TO license, and a SIE license. Christopher specializes in financial planning and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
AL
12/16/2022 - Present
Northwestern Mutual Investment Services, LLC (HOOVER AL)
AL
11/03/2022 - 11/23/2022
AMERIPRISE FINANCIAL SERVICES, LLC (Birmingham AL)
MS
10/02/2021 - 03/03/2022
LPL FINANCIAL LLC (BRANDON MS)
BOTH
Issued 11/08/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/17/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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