Unclaimed
Christopher Sparks is an active investment advisor representative with Edelman Financial Engines. Christopher is registered in Kentucky, Ohio, and Texas. Christopher has been in the industry since 2006 and previously worked at Arvest Wealth Management, Raymond James Financial Services, Inc., Chase Investment Services Corp., and Edward Jones. Christopher has passed the Series 63, Series 66, Series 7, and SIE exams and is also a licensed agent. Christopher's specializations include investment advisory services, financial planning, pension consulting, portfolio management for individuals, and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
1
2
OH
01/06/2023 - Present
Edelman Financial Engines (CINCINNATI OH)
AR
05/03/2019 - 01/30/2020
ARVEST WEALTH MANAGEMENT (FAYETTEVILLE AR)
OH
01/10/2011 - 07/09/2012
RAYMOND JAMES FINANCIAL SERVICES, INC. (HAMILTON OH)
OH
11/13/2009 - 01/14/2011
CHASE INVESTMENT SERVICES CORP. (MIDDLETOWN OH)
OH
03/28/2006 - 11/11/2009
EDWARD JONES (MAINEVILLE OH)
BOTH
Issued 05/25/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/08/2019
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
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