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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Waters is a financial advisor at Robert W. Baird & Co. Inc. Christopher has been in the securities industry since July 1985. Christopher is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the Securities Investor Protection Corporation (SIPC). Christopher is also registered as an investment advisor in Missouri, Florida, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MO
06/07/2017 - Present
Robert W. Baird & Co. Inc. (Kansas City MO)
MO
02/15/2008 - 02/10/2014
WELLS FARGO ADVISORS, LLC (KANSAS CITY MO)
MO
01/05/2006 - 01/15/2008
OPPENHEIMER & CO. INC. (KANSAS CITY MO)
MO
12/21/2000 - 12/01/2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
05/31/1994 - 10/17/2000
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
MO
05/06/1991 - 05/31/1994
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
NJ
03/19/1985 - 05/13/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 05/09/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1986
Series 3 - National Commodity Futures Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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