Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Gia Nguyen is a financial advisor with over 5 years of experience in the industry. Christopher is registered with J.P. Morgan Securities LLC and holds licenses in California and Texas. Christopher has worked with a variety of clients, including individuals, high-net-worth individuals, corporations, and charitable organizations. Christopher provides financial planning services, portfolio management, and other investment advisory services to his clients. Christopher is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
04/20/2022 - Present
J.p. Morgan Securities LLC (HUNTINGTON BEACH CA)
CA
09/23/2019 - 04/06/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HUNTINGTON BEACH CA)
CA
05/25/2018 - 09/11/2019
J.P. MORGAN SECURITIES LLC (HUNTINGTON BCH CA)
CA
08/29/2017 - 05/14/2018
UNIONBANC INVESTMENT SERVICES, LLC (NEWPORT BEACH CA)
CA
06/29/2017 - 08/11/2017
UBS FINANCIAL SERVICES INC. (NEWPORT BEACH CA)
CA
02/06/2017 - 05/23/2017
UNIONBANC INVESTMENT SERVICES, LLC (NEWPORT BEACH CA)
BOTH
Issued 04/12/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2018
Series 7 - General Securities Representative Examination
BC
Issued 02/06/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Christopher Nguyen is the right advisor for you? Invested Better is here to help.
