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Christopher Ghiorsi

Morgan Stanley & Co. LLC

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About Christopher Ghiorsi

Christopher Ghiorsi is a financial advisor with over 27 years of experience in the industry. Christopher is currently registered with Morgan Stanley & Co. LLC and Wealthpenn.comllc. Christopher has held previous positions at E*TRADE SECURITIES LLC, PRIME DEALER SERVICES CORP., MORGAN STANLEY, MORGAN STANLEY DISTRIBUTION, INC., MORGAN STANLEY & CO. LLC, MORGAN STANLEY DISTRIBUTORS INC., MORGAN STANLEY SMITH BARNEY, MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY MARKET PRODUCTS INC., and MORGAN STANLEY DW INC. Christopher is a Series 7, Series 27, and Series 99TO licensed professional.

Firm Information

Christopher Ghiorsi is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Ghiorsi’s Registration & Firm History

NY

07/19/2023 - Present

Morgan Stanley & Co. LLC (NEW YORK NY)

NJ

07/19/2023 - 02/13/2024

E*TRADE SECURITIES LLC (JERSEY CITY NJ)

NY

09/05/2014 - 07/19/2018

PRIME DEALER SERVICES CORP. (NEW YORK NY)

NY

09/05/2014 - 12/01/2017

MORGAN STANLEY (PURCHASE NY)

NY

01/14/2011 - 12/01/2017

MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)

NY

11/24/2009 - 12/01/2017

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

01/14/2011 - 10/05/2011

MORGAN STANLEY DISTRIBUTORS INC. (NEW YORK NY)

NY

06/01/2009 - 12/02/2009

MORGAN STANLEY SMITH BARNEY (NEW YORK NY)

NY

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

02/12/2008 - 10/30/2008

MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)

NY

04/10/1995 - 04/02/2007

MORGAN STANLEY DW INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/31/1995

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/26/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christopher Ghiorsi.
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