Unclaimed
Christopher Gerlach is a financial professional with over 12 years of experience in the industry. Christopher is currently registered with Mufg Securities Americas Inc., based in New York, NY. Prior to his current role, Christopher has held positions at BNP Paribas Securities Corp., UBS Securities LLC, SG Americas Securities, LLC, and Goldman, Sachs & Co. Christopher holds licenses including Series 3, 7, and 63 as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/20/2024 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
08/29/2018 - 01/05/2024
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
07/16/2015 - 07/20/2018
UBS SECURITIES LLC (NEW YORK NY)
NY
08/18/2011 - 06/26/2015
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
02/02/2011 - 08/22/2011
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 04/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2013
Series 3 - National Commodity Futures Examination
BC
Issued 02/01/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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