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Christopher Gerlach

Mufg Securities Americas Inc.

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About Christopher Gerlach

Christopher Gerlach is a financial professional with over 12 years of experience in the industry. Christopher is currently registered with Mufg Securities Americas Inc., based in New York, NY. Prior to his current role, Christopher has held positions at BNP Paribas Securities Corp., UBS Securities LLC, SG Americas Securities, LLC, and Goldman, Sachs & Co. Christopher holds licenses including Series 3, 7, and 63 as well as the SIE exam.

Firm Information

Christopher Gerlach is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Gerlach’s Registration & Firm History

NY

02/20/2024 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

08/29/2018 - 01/05/2024

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

07/16/2015 - 07/20/2018

UBS SECURITIES LLC (NEW YORK NY)

NY

08/18/2011 - 06/26/2015

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

02/02/2011 - 08/22/2011

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/18/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/25/2013

Series 3 - National Commodity Futures Examination

BC

Issued 02/01/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christopher Gerlach.
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