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Christopher Gerard Smiley

Thrivent Investment Management Inc.

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About Christopher Gerard Smiley

Christopher Gerard Smiley is a financial advisor who has been in the industry since 2012. Christopher is registered with Thrivent Investment Management Inc. and has a strong track record of working with clients. Christopher's experience includes working with VALIC Financial Advisors, Inc., Waddell & Reed, Inc., and Edward Jones. Christopher has a strong understanding of the financial markets and is committed to providing his clients with personalized financial advice.

Firm Information

Christopher Smiley is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Smiley’s Registration & Firm History

KS

05/16/2022 - Present

Thrivent Investment Management Inc. (Overland Park KS)

KS

05/06/2014 - 01/12/2022

VALIC FINANCIAL ADVISORS, INC. (OVERLAND PARK KS)

MO

07/11/2013 - 10/16/2013

WADDELL & REED, INC. (INDEPENDENCE MO)

MO

02/08/2012 - 06/28/2013

EDWARD JONES (PLATTE CITY MO)

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Licenses & Designations

BOTH

Issued 02/24/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/15/2021

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/07/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Gerard Smiley.
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