Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Gerald Cooney is a registered representative with Smbc Nikko Securities America, Inc. in New York, NY. Christopher has been in the industry since February 1, 2016. Christopher has passed the Series 63, Series 7, Series 79 and SIE exams. Christopher is registered in 51 states and is currently employed with Smbc Nikko Securities America, Inc.. Christopher was previously employed by HSBC Securities (USA) Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/07/2017 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
02/01/2016 - 11/17/2017
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 03/14/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/01/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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