Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Sylvia is a registered representative with UBS Financial Services Inc., an investment firm with over $50 billion in assets. Christopher Sylvia has been active in the financial industry since April 2009 and currently holds registrations with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Christopher Sylvia has been registered with 41 states in addition to the District of Columbia and Puerto Rico. Christopher Sylvia specializes in portfolio management, security ratings, financial planning, educational seminars, and publications. Christopher Sylvia has a license to conduct business with high-net-worth individuals, insurance companies, charitable organizations, corporations, individuals, and government entities. Christopher Sylvia has a strong track record of providing sound financial advice and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
04/08/2009 - Present
UBS Financial Services Inc. (BOSTON MA)
BOTH
Issued 12/16/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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