Unclaimed
Christopher Sutherland is a financial advisor with over 18 years of experience in the industry. Christopher is currently registered with LPL Financial LLC and is a Certified Financial Planner. Christopher has experience working with high-net-worth individuals, corporations, and other businesses. Christopher's specialties include financial planning, portfolio management, pension consulting, and educational seminars. Christopher also provides consulting and other non-discretionary advisory services. Christopher is registered in multiple states, including Florida, Illinois, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
01/08/2024 - Present
LPL Financial LLC (LAKE FOREST IL)
FL
05/24/2013 - 05/17/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIRAMAR BEACH FL)
IL
06/08/2012 - 05/28/2013
AXA ADVISORS, LLC (DEERFIELD IL)
IL
10/16/2007 - 05/31/2012
ARBOR RESEARCH & TRADING, INC. (LAKE BARRINGTON IL)
IL
09/17/2004 - 07/11/2007
GREAT POINT CAPITAL LLC (CHICAGO IL)
IA
Issued 08/11/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/26/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/16/2004
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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