Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Smajdor is a registered representative with Needham & Company, LLC based in Miami, FL. Christopher has been in the industry since March 2006, working previously with Sanford C. Bernstein & Co., LLC. Christopher is licensed in six states and has passed the Series 7, 31, 63, 79, and SIE exams. Christopher focuses on investment banking and has a specialization in securities research.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
FL
09/09/2008 - Present
Needham & Company, LLC (Miami FL)
NY
02/23/2006 - 08/26/2008
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
BC
Issued 04/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 02/22/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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