Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Moseley is a financial advisor with over 17 years of experience in the financial services industry. Christopher has been registered with Morgan Stanley since 2009 and has held previous positions with Citigroup Global Markets, Bear Stearns, and AMVESCAP. Christopher is Series 7, 6, 31, and 65 licensed. Christopher holds a Series 63 license and has passed the SIE exam. Christopher is registered to provide investment advice in 53 states and the District of Columbia. Christopher is also a board member of the Mountain Park Community Pool.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
03/19/2020 - Present
Morgan Stanley (Atlanta GA)
GA
10/10/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)
GA
02/17/2006 - 10/18/2006
BEAR, STEARNS & CO. INC. (ATLANTA GA)
NY
07/15/2005 - 11/15/2005
AT INVESTOR SERVICES, INC. (NEW YORK NY)
GA
02/21/2002 - 07/15/2005
AMVESCAP SERVICES, INC. (ATLANTA GA)
IA
Issued 11/09/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 08/27/2002
Series 7 - General Securities Representative Examination
BC
Issued 02/20/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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