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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Malley is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., working in the Bloomfield Hills, MI office. Christopher has been in the financial industry since 1992. Christopher is registered with FINRA and holds Series 7, Series 63, and Series 65 licenses. Christopher has also taken the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
10/10/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BLOOMFIELD HILLS MI)
MI
10/24/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (TROY MI)
IL
01/13/2003 - 10/24/2008
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
OH
05/15/2002 - 01/14/2003
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
NY
10/27/2000 - 04/23/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
MI
09/21/1995 - 11/24/2000
COMERICA SECURITIES (DETROIT MI)
NJ
09/02/1992 - 05/17/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MI
04/23/1992 - 08/25/1992
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 09/12/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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